TAGGART & CO.
CONTACT 704-754-0127

Bulge Bracket Expertise.
Fractional Executive Flexibility.

STRUCTURE. SCALE. STRATEGY.

Get in Touch
Michael Taggart

Leadership That Scales

Michael Taggart brings over a decade of operational and compliance leadership from UBS and Bank of America. As Director of Wealth Strategy & Team Operations at UBS, he led operations for top-producing teams managing $5M+ in annual revenue.

Prior to that, he served as Vice President of Complex Financial Crimes Investigations at Bank of America, building risk mitigation frameworks for one of the world's largest financial institutions.

MBA, UNC Kenan-Flagler Business School

Former Director, UBS Wealth Management

Former Vice President, Bank of America

How We Help

Wealth Management Operations

Build scalable operations for wealth management teams, RIAs, and advisory firms. From client onboarding to service delivery, we create systems that handle growth without adding complexity.

Compliance & Risk Management

Develop regulatory frameworks and compliance infrastructure that meet SEC, FINRA, and AML/BSA requirements. We bring institutional-grade risk management to growing firms.

Fractional COO/CRO Services

Part-time executive leadership for firms that need experienced operational or risk oversight but aren't ready for a full-time hire. Embed directly with your team to drive results.

Strategic Advisory

Guide financial services companies through critical growth phases, operational transformations, and regulatory challenges. Strategic counsel backed by hands-on execution experience.

Who We Serve

Taggart & Co. serves wealth management firms, registered investment advisors (RIAs), regional banks, family offices, and financial services companies managing $100M to $1B+ in assets. We work with organizations that demand institutional rigor delivered with fractional flexibility.

Let's Talk

Currently accepting select fractional engagements for 2025 and beyond.

Email

michael@taggart-co.com

Phone

704-754-0127
Get in Touch